CS Professional Compliance Management Audit and Due Diligence By CS Anoop Jain Dec 26 & June 27

CS Professional Compliance Management Anoop Jain Dec 26 &June 27

CS Professional Compliance Management Anoop Jain Dec 26 & June 26

Compliance Management, Audit & Due Diligence by CS Anoop Jain is a comprehensive reference book designed for students of CS Professional – New Syllabus, Group 1. The book covers the concepts and practical aspects of secretarial audit, compliance management and due diligence, with emphasis on the latest amendments, rules, regulations, standards and notifications.

This 25th Revised Edition (Dec. 2026 / June 2027) incorporates updated provisions and provides simplified explanations, practical insights and chart-based analysis to help students understand and revise the subject effectively.

Key Features

• Detailed concepts relating to Secretarial Audit
• Practical aspects of Due Diligence
• Coverage as per the Companies (Amendment) Act, 2020
• Coverage of revised Secretarial Standards
• NCLT and NCLAT Rules, 2016
• Latest amendments, circulars, rules, regulations and notifications
• Simplified language for easy understanding
• Chart-based analysis for quick revision
• Connectivity of Listing Regulations, 2015
• Useful for CS Professional – New Syllabus, Group 1
• Face-to-Face, Live@home, Google Drive and Pen Drive classes available

Content of the Book is as Follows –

Part -A COMPLIANCE MANAGEMENT

1. COMPLIANCE MANAGEMENT
2. COMPLIANCE FRAMEWORK
3. COMPLIANCE BY VARIOUS TYPES OF COMPANIES
4. LIMITED LIABLITY PARTNERSHIP
5. DOCUMENTATION and MAINTENANCE OF RECORDS
6. SIGNING AND CERTIFICATION
7. VALUES ETHICS AND PROFESSIONAL CONDUCT
8. MEDIATION & CONCILIATION
9. PROSECUTION UNDER COMPANIES ACT 2013
10. PROSECUTION UNDER SEBI LAWS
11. HOLDING INQUIRY AND IMPOSING PENALTIES) RULES, 1995
12. OFFENCE & PENALTY UNDER SEBI LAWS
13. FEMA & PROSECUTION
14. SPECIAL COURTS UNDER COMPANIES ACT 2013
15. INVESTIGATION BY SFIO
16. COMPUNDING OF OFFENCE
17. SEBI SETTLEMENT PROCEEDINGS
18. NCLT
19. LEGAL FRAMEWORK FOR COMPANY SECRETARIES

Part B – AUDIT AND DUE-DILIGENCE

1. BOARD-MEETINGS, LOAN TO DIRECTORS & RPT
2. KMP- APPOINTMENT AND REMUNERATION
3. ACCOUNTS OF COMPANY
4. SECRETARIAL STANDARDS
5. INTRODUCTION OF AUDITS & INTRO OF CSAS
6. SECRETARIAL AUDIT
7. INTERNAL AUDIT AND PERFORMANCE AUDIT
8. STATUTORY AND COST AUDIT
9. CORPORATE-GOVERNANCE AUDIT
10. CORPORATE SOCIAL RESPONSIBILITY (CSR) AUDIT
11. INSIDER TRADING AUDIT
12. OTHER AUDITS
13. AUDIT ENGAGEMENT
14. AUDIT PRINCIPLES AND TECHNIQUES
15. AUDIT PROCESS AND DOCUMENTATION
16. FORMING AN OPINION AND REPORTING
17. SECRETARIAL AUDIT – FRAUD DETECTION AND REPORTING
18. QUALITY REVIEW
19. DUE DILIGENCE AN INTRODUCTION
20. LEGAL DUE DILIGENCE

About The Author

Anoop Jain is one of the renowned writer in the field of finance, especially in the area of Advanced Company Law & Practice,Secretarial Audit,Compliance Management and Due Diligence,Corporate Restructuring, Valuation and Insolvency,Ethics, Governance and Sustainability,Drafting, Appearances and Pleadings,Company Law for CS Professional,CS Executive exams. The author has written a number of excellent books in the area of Advanced Company Law & Practice,Secretarial Audit,Compliance Management and Due Diligence,Corporate Restructuring, Valuation and Insolvency,Ethics, Governance and Sustainability,Drafting, Appearances and Pleadings,Company Law that is useful for CS Professional,CS Executive exams. Author Anoop Jain books are currently available through AJ Publication