SEBI Manual (Set of Three Volumes) Edition July 2023
SEBI Manual (Set of Three Volumes) Edition July 2023
Description
This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The recent changes (from Nov. 2022 – June 2023) in SEBI & Securities Law include:
[Amendments in Act/Rules/Regulations]
- SEBI (Alternative Investment Funds) Regulation, 2012
- SEBI (Buy-Back of Securities) Regulation, 2018
- SEBI (Depositories and Participants) Regulations, 2018
- SEBI (Employees’ Service) Regulations, 2001
- SEBI (Foreign Portfolio Investors) Regulations, 2019
- SEBI (Infrastructure Investment Trusts) Regulations, 2014
- SEBI (Investor Protection and Education Fund) Regulation, 2009
- SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
- SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015
- SEBI (Ombudsman) (Repeal) Regulation, 2023
- SEBI (Procedure for Board Meetings) Regulations, 2001
- SEBI (Real Estate Investment Trusts) Regulation, 2014
- SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
- SEBI (Settlement Proceedings) Regulations, 2018
- SEBI (Stock Brokers) Regulations, 1992
- SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
- SEBI Contracts (Regulation) Rules, 1957
- Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
- Securities Contracts (Regulation) Act, 1956
- Securities Transaction Tax Rules, 2004
- Tribunal (Conditions of Service) Rules, 2021
[Updated/New Master Circulars]
- Master Circular for Custodians
- Master Circular for Electronic Gold Receipts (EGRs)
- Master Circular for Foreign Venture Capital Investors (FVCIs)
- Master Circular for Investment Advisers
- Master Circular for Issue and Listing of Non-Convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper [Updated as of 7-7-2023]
- Master Circular for Issue of Capital and Disclosure Requirements
- Master Circular for Mutual Funds
- Master Circular for Portfolio Managers
- Master Circular for Registrars to an Issue and Share Transfer Agents
- Master Circular for Research Analysts
- Master Circular for SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations)
- Master Circular for Stock Brokers
- Master Circular on:
- Scheme of Arrangement by Listed Entities
- Relaxation under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
- Master Circular on AML/CFT
- Master Circular on Surveillance of Securities Market
The coverage of this book includes:
- SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amended up to date) with Master Circular for Issue of Capital and Disclosure Requirements
- SEBI Act, 1992 (as amended up to date) with SEBI Notifications
- Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securities Contracts (Regulation) Rules, 1957, 3+ Rules/Regulations & Clarifications
- 70+ SEBI Rules/Regulations, 630+ Circulars/Notifications/Press Notes from 1992 onwards till 2023, 25+ Master Circulars from 2010 onwards till 2023, and 3+ Operational Circulars from 2020 onwards till 2023.
- SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give a complete picture.
The Present Publication is the 41st Edition & amended up to 15th June 2023. This book is edited by Taxmann’s Editorial Board. The contents of the book are as follows:
SEBI Act, 1992
Securities Contracts (Regulations) Act, 1956 with Rules & Regulations
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
SEBI Rules, Regulations and Guidelines
- Accredited Investors
- Alternative Investment Funds
- Bankers to an Issue
- Buy-Back of Securities
- Bilateral Netting of Qualified Financial Contract
- Buy-back of Securities
- Certification of Associated Persons in Securities Market
- Collective Investment Scheme
- Credit Rating Agency
- Commodity Derivatives
- Custodian
- Debenture Trustees
- Debt Securities – Issue and Listing of
- Delisting of Securities
- Depositories
- Depository Receipts Scheme, 2014
- Derivatives
- Development Financial Institutions
- Disclosure Standards for Corporates
- Employee Benefits Share Based and Sweat Equity
- EURO Issue and Other Guidelines
- Foreign Portfolio Investors/Foreign Venture Capital Investors
- Informal Guidance
- Infrastructure Investment Trusts
- Insider Trading, Prohibition of
- Intermediaries
- International Financial Services Centers
- Investment Advisers
- Investor Protection
- Interest Liability Regularisation
- Know your Client Registration Agency & Know your Client
- Lead Managers
- Market Makers
- Merchant Bankers
- Money Laundering
- Mutual Funds
- Non-Convertible Redeemable Preference Shares, Issue and Listing of
- Offer Documents
- Ombudsman
- Portfolio Manager
- Real Estate Investment Trusts
- Refund to Investors
- Registrar to an Issue/Share Transfer Agents
- Regulated Entities
- Research Analyst/Proxy Advisors
- Sandbox
- SEBI Nominee Directors
- Securities Appellate Tribunal
- Securities Lending & Borrowing
- Securities Transaction Tax
- Securitised Debt Instruments/Security Receipt, Issue and Listing of
- Self Regulatory Organisation
- Settlement of Administrative and Civil Proceedings
- Stock Broker and Stock Exchanges
- Takeover Regulations
- Underwriters
- Unfair Trade Practices
- Vanishing Companies
- Vault Manager
- Other Rules & Regulations
- Application Supported by Blocked Amount Process (ASBA)
Listing Obligations and Disclosure Requirements
About the author
Taxmann Publications has a dedicated in-house Research & Editorial Team. This team consists of a team of Chartered Accountants, Company Secretaries and Lawyers. This team works under the guidance and supervision of Editor-In-Chief Mr Rakesh Bhargava.
The Research and Editorial Team is responsible for developing reliable and accurate content for the readers. The team follows the six-sigma approach to achieve the benchmark of zero error in publications and research platforms. The team ensures that the following publication guidelines are thoroughly followed while developing the content:
- The statutory material is obtained only from the authorised and reliable sources
- All the latest developments in the judicial and legislative fields are covered
- Analytical write-ups should be provided on recent, controversial and important issues to help the readers to understand the concept and its implications
- It must be ensured that every content published by Taxmann is complete, accurate and lucid
- All evidence-based statements must be supported with proper reference to Section, Circular No., Notification No. or citations
- The golden rules of grammar, style and consistency are thoroughly followed
- Font and size that’s easy to read and remain consistent across all imprint and digital publications are applied
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