Pooja Law House CS Executive Securities Laws & Capital Markets New Syllabus By Sangeet Kedia Applicable for June 2021 Exam

CS Executive Securities Laws Capital Markets Sangeet Kedia

CS Executive Securities Laws Capital Markets Sangeet Kedia

Description

It is with pride and pleasures that I place before the readers, Second Edition of my book for “Securities Laws & Capital Market” (New Syllabus) Paper of CS Executive Programme, for June 2020 Examination.

Important features of this book are:

• It is written in simple and student friendly language and provides information in a well-structured manner without compromising on technical details.
• It provides comprehensive and critical study of the Securities Laws relating to all the aspects of Capital Market
• All important and relevant judicial pronouncements, circulars notifications, clarifications, etc. have been incorporated
• It contains previous year examination questions, based on Old Syllabus, along with solutions, since the same is also relevant for New Syllabus Students.
• It also contains December 2018, December 2020? Examination Question Paper, along with solutions, based on New Syllabus.
• Even the last minute changes in law have been incorporated in this book.
• The Book contains all the topics to cater the requirements of New Syllabus (Year 2017) prescribed by ICSI
• Book is highly recommended for students appearing for CS Executive Examination as per New Syllabus.

Contents

Part I – Securities Laws (70 Marks)

1. Securities & Exchange Board Of India Act, 1992
2. Depositories Act, 1996
3. Securities Contracts (Regulation) Act, 1956
4. Issue Of Securities – Sebi (Issue Of Capital And Disclosure Requirements) Regulations, 2018
5. Listing Agreement – Sebi (Listing Obligations & Disclosure Requirements) Regulations, 2015
6. Listing Agreement – Corporate Governanace
7. Sebi (Buy -Back Of Securities) Regulations, 2018
8. Sebi (Substantial Acquisition Of Shares And Takeovers) Regulations, 2011
9. Sebi (Delisting Of Equity Shares) Regs 2009
10. Sebi (Share Based Employee Benefits) Regulations, 2014
11. Sebi (Issue Of Sweat Equity) Regulations, 2002
12. Insider Trading
13. Mutual Funds
14. Collective Investment Scheme
15. SEBI (Ombudsman) Regulations, 2003

Part II – Capital Market & Intermediaries (30 Marks)

16. Capital Market Investment Institutions
17. Capital Market Instruments
18. Stock Exchange Mechanisms
19. Securities Market Intermediaries
20. Examination Question Papers

About The Author

Sangeet Kedia, 42, B.Sc. (H) Maths, is Fellow Member of the Institute of Company Secretaries of India (ICSI) and a Law Graduate from University of Delhi.?By propfession, he is the lecurer for various Corporate Law Papers of Company Secretary (CS) and Chartered Accountant (CA) Courses. Along with this, he is also a Consultant for Corporate Laws and Secretarial Matters to number of well reputed companies. He has a teaching and industry experience of more than 15 years.?He is the Director of ?Sangeet Kedia Classes?, a premier Coaching Institute for company Secretary Course. Sangeet Kedia is a well known name since 2000, as a highly reputed teacher, in the CS students fraternity.? He is also a Visiting Faculty for Oral Coaching Classes conducted by Northern India Regional Council (NIRC) of ICSI. He has been a Visiting Faculty to ENPC MBA Programme of the Ecole Nationale de Ponts et Chaussees, Paris.He has addressed various career counseling and academic programmes. He was also one of the panelists for judging various competitions such as Company Law Quiz, Elocution, Moot Court,, etc. organized by NIRS of ICSI. He is also the author of many books for the professional courses