Lawpoint CS Solutions Capital Market and Securities Laws (with theory Notes) For CS Executive By Roshan Lodha Applicable for June 2018 Exam

Lawpoint Capital Market and Securities Laws Roshan Lodha

Lawpoint Capital Market and Securities Laws Roshan Lodha

Description

Lawpoint’s CS Solutions is a compilation of questions asked in the previous examinations of ICSI covering last 29 examination questions. Lawpoint’s CS Solutions has the following unparallel features: (1)   The Questions of previous years is sequentially divided into several chapters relating to its relevant chapter and topic. (2)   The Questions in each chapter is segregated as – (a) Multiple Choice Questions (MCQs), (b) Fill in the Blanks (c) True & False/Correct/Incorrect, (d)Short Notes  (e) Comment (f) Distinguish Between (g) Elaborative (h) Practicals (3)   At the beginning of each chapter there is a table of distribution of marks showing the Objectives, Theory and Practical Questions asked in the previous examinations from that chapter.  (4)   An Eagle’s Eye view of distribution of marks from each chapter for understanding weightage of each chapter. (5)   Correct answer of questions of all the topics  (6)   The  answers are given as per the latest laws and provisions as amended upto date as per Companies Act, 2013 and Latest SEBI and Capital Market Laws. (7)   Also containing answers to Questions asked in “June 2015” examinations. (8)   At the end of the book is given the last 3 examinations Relevant Question paper for reference. (9)   Send filled up Feedback Form, and get the Solution of next examination paper for free.

SEBI is a body corporate having perpetual succession and a common seal with power to acquire; hold and disposal of property, both movable and immovable and to contract sue and be sued in its own name. This book covers the last 29 Examination papers fully solved, from December 2002, the question asked by the Institute is its previous exam are solved as per the latest laws like SEBI listing Obligations and Disclosure Requirements Regulation 2015, as amended upto date. Further, we have segregated each question to its related law.

The question in each chapter is divided into 9 parts being:-

1. Multiple choice questions (MCQs)
2. Fill in the blanks
3. Expand
4. True & False / correct & Incorrect
5. Distinguish between
6. Comment (~)
7. Short Notes
8. Elaborative
9. Practical’s

Contents
PART A – CAPITAL MARKET
1. Overview of Capital Market
2. Capital Market Instruments
3. Credit Rating & IPO Grading
4. Securities Market Intermediaries
5. Market Infrastructure Institutions – Stock Exchange Trading Mechanism
6. Debt market
7. Money Market
8. Mutual Funds
9. Alternative Investment Fund
10. Collective Investment Scheme
11. Resource Mobilisation in international Capital market
12. Indian Depository Receipts

PART B – SECURITIES LAWS

13. Regulatory Framework Governing Stock Exchange
14. Securities and Exchange Board of India
15. Depositories
16. Listing and Delisting of Securities
17. Issue of Securities
18. Regulatory Framework Relating to Securities Market Intermediaries
19. Insider Trading – An Overview
20. Takeover Code – An Overview
21. Investor Protection
Question Papers