CS Professional Programme Secretarial Audit Compliance Management and Due Diligence Old Syllabus By CS Anoop Jain Applicable for December 2023 Exam

CS Final Secretarial Audit Compliance Anoop Jain Dec 23 Exam

CS Final Secretarial Audit Compliance Anoop Jain Dec 23 Exam

Features

• Detailed Concepts regarding Secretarial audit
• Practical aspects of due diligence
• As per companies amendment 2020
• As per revised secretarial standards
• NCLT and NCLAT rules 2016

Contents

Part A – Compliance Management

1. Compliance Management
2. Compliance Framework
3. Compliance By Various Types Of Companies
4. Limited Liability Partnership
5. Register And Returns
6. Segment Wise Role Of Company Secretaries
7. Documentation And Maintenance Of Records
8. Search And Status Report
9. Signing And Certification
10. Know Your Customers

Part  B – Secretarial Audit and Due-Diligence

11. Board Meetings
12. Loan To Directors And Rpt
13. KMP – Appointment And Remuneration
14. Accounts Of Company
15. Secretarial Standards
16. Introduction Of Audits
17. Secretarial Audit
18. Internal Audit And Performance Audit
19. Statutory And Cost Audit
20. Corporate Governance Audit
21. Corporate Social Responsibility (CSR) Audit
22. Insider Trading Audit
23. Other Audits
24. Audit Engagement
25. Audit Principles And Techniques
26. Audit Process And Documentation
27. Forming An Opinion And Reporting
28. Secretarial Audit Fraud Detection And Reporting
29. Quality Review
30. Values Ethics And Professional Conduct
31. Due Diligence An Introduction
32. Legal Due Diligence
33. Competition Laws And Due Diligence
34. Due Diligence For Banks
35. Impact Assessment Of Non-Compliances

About The Author

Anoop Jain is one of the renowned writer in the field of finance, especially in the area of Advanced Company Law & Practice,Secretarial Audit,Compliance Management and Due Diligence,Corporate Restructuring, Valuation and Insolvency,Ethics, Governance and Sustainability,Drafting, Appearances and Pleadings,Company Law for CS Professional,CS Executive exams. The author has written a number of excellent books in the area of Advanced Company Law & Practice,Secretarial Audit,Compliance Management and Due Diligence,Corporate Restructuring, Valuation and Insolvency,Ethics, Governance and Sustainability,Drafting, Appearances and Pleadings,Company Law that is useful for CS Professional,CS Executive exams. Author Anoop Jain books are currently available through AJ Publication