Description

This book adopts a fresh and new approach to learn the ?Capital Market & Securities Laws for CS Executive. It has been written keeping in view the latest provisions of SEBI, FEMA, SCRA, Listing Agreement & the Companies Act, 2013 and strictly in accordance with syllabus as notified by ICSI, New Delhi for CS executive syllabus

Unique features

• Latest Amendments: All latest amendments, circular and notifications notified by MCA, RBI, SEBI & Stock Exchange (updated till 30th June, 2018) relevant for examination are incorporated.
• Flow Charts: Flow charts have been incorporated for better and clear understanding of the difficult and complex concepts of Capital Market and Securities Laws.
• Easy Language: This book is presented in easiest language to the beginners of Capital Market & Securities Laws.
• Case Studies: Real case studies have been included in several chapters for understanding the practical impacts.
• Past Years Questions: Past 10 years? questions and the answers of all numerical questions are given in this book.
• Example: Wherever possible the author has given easy examples to understand the difficult and complex concepts of Financial System, Financial Market, and Capital Market & Money Market etc.
• Global Securities Market: Link between Indian and Global Securities Market has also been introduced in this book in view of the Global Market impact on Indian securities market.
• Special Attention on Insider Trading cases (Indian & International) and its impact in the Financial and Capital Market.

Contents

Part ? A (60 Marks)

1. Overview of Capital Market
2. Capital Market Instruments
3. Credit Rating and IPO Grading
4. Securities Market Intermediaries
5. Stock Exchange Trading Mechanism
6. Debt Markets
7. Money Market
8. Mutual Funds
9. Alternative Investment Fund
10. Collective Investment Schemes
11. Resource Mobilization in International Capital Market
12. Indian Depository Receipts

Part ? B (40 Marks)

1. Foreign Portfolios Investors
2. Non-Convertible Redeemable Preference Shares
3. Real Estate Investment & Investment Infrastructure Trusts
4. Regulatory Framework Governing Stock Exchanges & Listing
5. Securities and Exchange Board of India
6. Depositories
7. Issue of Securities & Delisting
8. Insider Trading
9. Takeover Code
10. Investor Protection
11. How to Write Best Answers
12. Solved Question Papers Dec., 2015 to June 2018