Bloomsbury Handbook of Non-Banking Financial Companies By Rajeev Babel Edition October 2020

Bloomsbury Handbook Non-Banking Financial Companies Rajeev Babel

Bloomsbury Handbook Non-Banking Financial Companies Rajeev Babel

Description

The book contains 57 Chapters covering the following aspects:

? Introductory Chapters: NBFC-Concept, Evolution and Development through various Committees, Trend and Development of NBFCs, Incorporation of NBFC, Board of Directors

? NBFCs regulated by SEBI, MCA, IRDAI, State Govts: Registration and their functioning, compliances and regulatory aspects

? NBFCs regulated by RBI: Chapter IIIB?Provisions relating to Non-banking Institutions receiving Deposits and Financial Institutions, Chapter IIIC?Prohibition of Acceptance of Deposits by Unincorporated Bodies and Chapter V?Penalties

? Registration of NBFC with RBI, Compliances, RBI’s Power to regulate NBFCs/NBI/FI, Audit of NBFCs

? Master Directions and Guidelines issued by RBI:

? Systemically Important Non?Deposit Taking Company And Deposit Taking Company (Reserve Bank) Directions, 2016

? Non-Systemically Important Non-Deposit Taking Company (Reserve Bank) Directions, 2016

? Core Investment Companies (Reserve Bank) Directions, 2016

? Mortgage Guarantee Companies (Reserve Bank) Directions, 2016

? Account Aggregator (Reserve Bank) Directions, 2016

? Peer to Peer Lending Platform (Reserve Bank) Directions, 2017

? Know Your Customer (KYC) Direction, 2016

? Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016

? Standalone Primary Dealers (Reserve Bank) Directions, 2016

? Residuary Non-Banking Companies (Reserve Bank) Directions, 2016

? Information Technology Framework for the NBFC Sector

? Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 2016

? Miscellaneous Non-Banking Companies (Reserve Bank) Directions, 2016

? Fit and Proper Criteria for Sponsors – Asset Reconstruction Companies (Reserve Bank) Directions, 2018

? The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003

? Exemptions from the provisions of RBI Act, 1934

? Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 2016

? Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016

Company Secretary & Insolvency Professional

Educational Qualification:

FCS, Ph.D, MBA, AIIB, LLB, LLM (Business Laws), M.Com

Diploma in Corporate Governance (ICSI)

Diploma in Internal Audit (ICSI-NIFM)

Diploma in Bank Management (IIBF)

Diploma in Financial Services (IIBF)

Diploma in Training & Development (ISTD)

Certificate Course in GST (ICSI-NIFM)

Passed the Online Proficiency Self-Assessment Test for Independent Director of IICA

Experience:

? Worked for 30 years in banking domain in managerial capacity in Bank of Rajasthan Ltd and ICICI Bank Ltd. Had privileged of working in the Finance and Accounts Dept., Law Dept., Stressed Assets Management Dept., Planning & Development Dept., Treasury Functions, Board Secretariat, Integrated Risk Management Dept., Process Compliance Manager as well as in branch banking.

? Company Secretary & Insolvency Professional.

Membership:

? Fellow Member of the Institute of Company Secretaries of India, New Delhi.

? Associate Member of Indian Institute of Banking and Finance, Mumbai.

? Life Member of All India Insolvency Professional Association, New Delhi.

? Life Member of Rajasthan Tax consultants Association, Jaipur.

? Member of Udaipur Tax Bar Association, Udaipur.

? Life Member of Terapanth Professional Forum, Udaipur

Other Books Published by same Author and Publisher:

? A Comprehensive Guide to Insolvency Professional Examination. Its 4th edition published in July, 2019 [ISBN: 978-93-87457-48-5]

? A Comprehensive Guide to the GST Practitioner?s Examination. Its 3rd edition published in Oct, 2019. [ISBN: 978-93-89611-94-6]

? Prevention of Money Laundering: In India and other countries. Published in February, 2019.[ISBN: 978-93-87457-48-5]

? Legal and Regulatory aspects of Banking. Published in April, 2019 [ISBN: 978-93-89000-67-2]

? Handbook for Independent Directors Examination. Published in July 2020 [ISBN: 978-93-90176-51-9]

? More than 125 articles published in various professional journals.

Visiting/Adjunct Faculty:

? Udaipur Chapter of Institute of Company Secretaries of India.

? Udaipur Chapter of Institute of Cost Accountants of India.

? Pacific University, Udaipur and associated as Research Guide with the University.

? NSE Academy Ltd., Mumbai.

? Chetna?s RK Institute of Management & Research, Mumbai.

? Amity Business School, Amity University, Mumbai.

BE, JAIIB, DTIRM

Certificate Course in AML-KYC (IIBF) Certification in Foreign Exchange (IIBF)

Senior Manager (Treasury Sales)

The Federal Bank Ltd.,

Mumbai.